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MSAE Coffee & Conversation - March 2021
Virtual Event
United States
Tuesday, March 09, 2021, 8:00 AM - 9:00 AM CDT
Category: Social Events

 MSAE Members! 

Join us for a virtual Coffee and Conversations on March 9, 2021 at 8:00 a.m. for a group discussion on 

“Ps and Bs, but no J: What to Expect from an EBSA Investigation” 

with Timothy Dahlstrom, Investigator - Employee Benefits Security Administration (EBSA) 

Our Mission:  EBSA’s mission is to assure the security of the retirement, health and other workplace related benefits of America's workers and their families.

Our Emphasis: 
  • Review of Plan Assets
  • Prudence, Prohibited Transactions, Self-Dealing
  • Reporting and Disclosure
  • Bonding
  • General Plan Operations
  • In accordance with Plan Document
  • Remittance of Employee Contributions

Our Process:

  • Start with phone call from Investigator / Auditor
  • Followed by confirmation letter
  • Date & time of visit
  • Plan(s) to be reviewed
  • Records/documents needed
  • Review of documents sent
  • Interviews with key personnel and plan fiduciaries
  • Voluntary Compliance of any issues or problems noted


Click Here to Register


Tim Dahlstrom is an Investigator with the Employee Benefits Security Administration. He has worked for EBSA for over six years, earlier with the San Francisco Regional Office, and now with the Kansas City Regional Office. Prior to returning to the EBSA, Tim was the Audit Manager with a private contracting firm. He holds a PhD in Public Policy and is a Faculty Associate with both the School of Public Affairs and the Bob Ramsey Executive Education Center at Arizona State University.

Contact: [email protected]