MSAE Members! 

Join us for a virtual Coffee and Conversations on March 9, 2021 at 8:00 a.m. for a group discussion on 

“Ps and Bs, but no J: What to Expect from an EBSA Investigation” 

with Timothy Dahlstrom, Investigator - Employee Benefits Security Administration (EBSA) 

Our Mission:  EBSA’s mission is to assure the security of the retirement, health and other workplace related benefits of America's workers and their families.

• Review of Plan Assets
• Prudence, Prohibited Transactions, Self-Dealing
• Reporting and Disclosure
• Bonding
• General Plan Operations
• In accordance with Plan Document
• Remittance of Employee Contributions

Our Process:

• Start with phone call from Investigator / Auditor
• Followed by confirmation letter
• Date & time of visit
• Plan(s) to be reviewed
• Records/documents needed
• Review of documents sent
• Interviews with key personnel and plan fiduciaries
• Voluntary Compliance of any issues or problems noted

Click Here to Register